ISSN: 2754-4753 | Open Access

Journal of Physics & Optics Sciences

Seven Derivations of the Lorentz Transformations in Special Relativity are Seen to be Invalid

Author(s): James McKelvie

Abstract

Lorentz introduced his transformations as mere proposals for the relations between the E and H fields of light as measured in two reference systems in relative motion [1]. He proffered no argument to justify them. Others have subsequently given their own arguments to derive them, particularly in the context of Special Relativity. Seven derivations of the Lorentz transformations (LT's) are examined in detail. It is seen that all of them are invalid. The Appendix discusses the matter of equations and transformations. It is seen that a transformation is of necessity an inequality.

Einstein’s first derivation [1905]

In his 1905 paper [2], Einstein derived the Lorentz Transformations, which derivation was fundamental to his discussion that followed. Actually, this was the first derivation. Lorentz introduced them merely as proposals.

Einstein’s 1905 paper (translated), is available free to download at http://hermes.ffn.ub.es/luisnavarro/nuevo_maletin/Einstein_1905_relativity.pdf

If there are mistakes in the derivation, what would that imply? (One would presume that it would be serious.) In fact, there two serious mistakes:

First Mistake in Einstein 1905

Einstein considers two Cartesian systems: K(x,y,z,t) which is stationary, and k(ξ,η,ζ,τ) which is moving in the positive x direction at υ with the x- ξ axes parallel. He introduces a parameter x′ = x – υt and [to quote] “it is clear that a point at rest in system k must have a set of values x′,y,z independent of time.", [present author’s italics because of the significance.]

Using what is a simple thought experiment (a light signal is sent and reflected back) he develops a differential equation: [to quote, - “applying the principle of the constancy of the velocity of light in the stationary system” – which implies “as viewed from within K”]. The equation in question is

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Using equation {6} is an essential step in his further argument leading to the LT′s, and so we can have no faith in this second derivation by Einstein.

A Derivation by Eddington

Eddington [7] gives a derivation of the LT′s. However, at one point he says without any justification “Make the following transformation of coordinates...” So, mathematically, that is not a valid derivation. [He makes that transformation simply from having knowledge of Einstein’s result.]

Therefore, we can have no faith in Eddington’s derivation

Conclusion

Seven derivations of the LT′s have been examined and all have been shown to be invalid. However, that does not mean necessarily that Lorentz′s proposals for determining the relations for the E and H fields of light in moving reference frames are invalid. This is discussed in the Appendix. Further, it is obviously possible that some other worker may have presented a derivation which is not flawed, - but that seems to be unlikely, given the now general acceptance of the LT′s, there being no motivation to present yet another derivation.

Data Accessibility: This paper has no data

Ethics Statement: No work was done using human or animal items or tissues

Competing Interests: The author confirms that there are no competing interests associated with this article.

Author’s Contributions: There is only one author

Funding: The author confirms that there has been no source of funding for this work.

Appendix

Reconciling the repudiation of the LT’s with Lorentz’s original proposal

The  derivations of the Lorentz transformations have been shown to be invalid in the context of SR, but that does not mean that they may not be applied for the purpose for which they were originally proposed by Lorentz.

A1. Lorentz’s Introduction

In Lorentz [1], a major purpose for the introduction of his transformations was for defining the Maxwell equations for light in a reference system moving at constant speed relative to the source. That is, to determine how the E and H fields change. He did not develop them by mathematical derivation. He simply “proposed” them. For instance, he says at his equation {3} “We shall further transform these formulae [present author’s italics] by a change of variables

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That was merely a proposal, with no preceding argument specifically for it. It is a relation to be used to develop a “transformation”. He does proceed thereafter with mathematical derivation using that proposal, but that means that his eventual conclusions are actually not truly totally derived. They are, at their heart, proposals.

A2. Of Equations and Transformations

It is a matter of regret that, in considering transformations, mathematicians have always used the equality sign “=”. If we consider a transformation that moves the line y = x by two units in the negative x-direction, it is given by x = x + 2. There is no such equality. It is an equation that that does not have any physical meaning. In mathematics and physics, it represents an impossibility.

But it is an effective transformation. What are we to make of that? The answer is that such a transformation represents, not an equality, but a replacement process. We replace x by x + 2. Strictly speaking we should have a symbol that means “is to be replaced by” – but such a symbol is not available to us.

So, whereas it has been shown above that Einstein’s (and others’) derivation of the transformations, - using only mathematics and ending up with an “equals” sign – is flawed, that does not mean that they are flawed as transformations, as Lorentz intended. As transformations are not equalities, we cannot make the kind of subsequent mathematical deductions that we are used to with equalities. In fact, a transformation is of necessity an inequality, for if it be an equality, then we are replacing the variable by something that is actually the same thing in a different guise, and there can be no resulting transformation.

A3. Actual transformations

There is nothing wrong with the following “transformation” which Lorentz might just as readily have written

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which is equation (1) with φ(υ) = 1 and the τ replaced by t, – just as there is nothing wrong with the transformation x = x + 2. The t’s are the same, and the equation looks to be impossible, but it is a perfectly valid transformation. It will give results for the E and H fields. (Of course, using that transformation (2a), nothing of SR would follow.)

Thus, Lorentz’s statement that “the variable t’ [his nomenclature] may be called ‘local time’” is not necessary. He could have dispensed with t’, by writing just t, and while having a “nonsense” equation, it would still be a valid transformation.

A4. The transformed Maxwell equations

So, whereas the derivations of the LT’s considered here have been shown to be invalid, that does not mean that they are not valid for application to the Maxwell equations, because a transformation (2a), suffices, albeit it makes no sense as an equation.

It is a pity that there does not appear to be any experimental work having been done to investigate whether the proposals according to Lorentz for the E and H fields in a moving reference frame might be verified. But it is entirely possible that they are correct – though the LTs, as derived, expressed as equations and utilised in SR, are not valid - as derived in the seven examples quoted. [Of course, it is possible that a derivation that shows them to be valid may have been given and not come to the attention of the present author. But if they were shown to be equalities, then that would make them invalid as transformations, because to achieve a transformation the relation must, of necessity, be an inequality].

References

  1. Lorentz HA (1904) Electromagnetic phenomena in a system moving with any velocity less than that of light. Proc Acad Science of Amsterdam 6: 809-831. Translated Perret W, Jeffrey GB (1952) The Principle of Relativity, Dover Publications, New York.
  2. Einstein A (1905) Zur electrodynamik bewegter korper. Ann Phys 17: 891-921. Translated Perret W, Jeffrey GB (1952) The Principle of Relativity, Dover Publications, New York.
  3. Møller C (1972) The theory of relativity. Clarendon Press pp: 39-46.
  4. Aharoni J (1965) The special theory of relativity, 2nd ed., Oxford Univ. Press, London.
  5. Schwartz HM (1968) Introduction to Special Relativity, McGraw-Hill Book Co., New York.
  6. Einstein A (1961) Relativity the Special and the General Theory. 15th edition, Crown, New York pp: 37.
  7. Eddington AS (1923) The Mathematical theory of Relativity, Cambridge University Press p115.
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